Compliance Officers

Top 3 compliance officer Jobs

  • USMI Chief Compliance Officer & Ombudsperson - Genworth Financial - Raleigh, NC

    Providing reasonable assurance to Senior Management and the Board of Directors that there are effective and efficient policies and procedures in

  • Senior Compliance Officer - Neat Capital - Boulder, CO

    You will find yourself wearing many hats, helping answer loan level questions, evaluating vendors, developing reporting and data analysis, and

  • Compliance Officer - Advertising Review - Edelman Financial Services - Fairfax, VA

    Reviews and approves advertising and other communications with the public pursuant to Investment Adviser and Broker/Dealer regulatory rules and

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What Compliance officers Do

Examine, evaluate, and investigate eligibility for or conformity with laws and regulations governing contract compliance of licenses and permits, and perform other compliance and enforcement inspection and analysis activities not classified elsewhere. Excludes Financial Examiners, Tax Examiners and Collectors, and Revenue Agents, Occupational Health and Safety Specialists, Occupational Health and Safety Technicians, Transportation Security Screeners, Agricultural Inspectors, Construction and Building Inspectors, and Transportation Inspectors.

Compliance officer Salaries

Job Outlook for Compliance officers

Projected employment change, 2014–24:

How to Become a Compliance officer

Education and training:

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*Some content used by permission of the Bureau of Labor Statistics, U.S. Department of Labor.

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