Due to this growth, we are seeking a Compliance Officer . Our preference is for the Compliance Officer position to be based in Jacksonville, NC or Wilmington, NC. However, we are open to discuss the ...
Salary The ARS Risk and Compliance Department is currently looking for a a Sr. Client Compliance Officer ("SCCO"). The "SCCO" will be responsible for working with business partners to identify and ...
Compliance Officer Ensure the company is run legally and ethically, complying with all applicable industry regulations. Conduct in-depth analysis of current regulations and ethical standards in the ...
This person will be primarily responsible for a variety of important responsibilities, including providing compliance support and assistance to the Chief Compliance Officer in furtherance of the ...
Description The Compliance Officer II will support all aspects of compliance activities reporting to the Retail Sr. Compliance Manager. Provide consultative support and advice to business line ...
... Board Officers and Compliance Committee. • Works with general counsel to ensure any matter potentially requiring external reporting is promptly and appropriately investigated and communicated ...
The Senior Compliance Officer ("SCO") or Compliance Officer ("CO") will assist the Chief Compliance Officer in helping to ensure that the firm and its RRs/IARs comply with SEC, FINRA, and state rules ...
Description The Senior Compliance Officer -Digital Banking reports directly to the Consumer Compliance Director and is responsible for working with Digital Banking, Technology and Business ...
PREVIOUS DEPOSIT COMPLIANCE EXPERIENCE REQUIRED Responsibilities of the Compliance Officer include, but are not limited to, the implementation, maintenance, and administration of the Bank ...
Compliance Officer My client, a leading mid-size bank located in Flushing, Queens is seeking a Compliance Officer to join their team on a temp to perm basis. The client focuses on commercial real ...
An Insurance Firm focused on Life and Annuities products is looking for a Chief Compliance Officer to help build up the compliance Program for their Phoenix office. The CCO will be responsible for ...
Oversees loan officers under SAFE Act Track regulations and laws regarding the residential mortgage banking industry Counsels Senior Management on emerging compliance subjects and consults the ...
The Compliance Officer ensures the operation of, review, and improvements to OpenClinica's quality system. Key responsibilities include: * Engage colleagues in an interactive and fun way to show them ...
Experienced compliance officer to oversee and direct operational regulatory compliance for San Diego City and California BCC state licensed retail cannabis dispensary and delivery. Qualified ...
Compliance Officer Program : HealthPoint Administration - College Station, Texas Beginning Salary : Based on Experience Travel Required : 25% Duties: The Compliance Officer oversees and assures ...
Executive - Chief Compliance Officer Crystal Stairs is seeking an experienced Chief Compliance Officer (CCO) for one of the largest nonprofit child development agencies in California. Reporting to ...
The Senior Compliance Officer is a senior leader on the Payments Compliance Team, leading a large portion of the Compliance team, overseeing Compliance projects and managing Compliance Operations.
The Compliance Officer is responsible for the oversight and implementation of the company's compliance efforts. The Compliance Officer is responsible for ensuring the Compliance Management Plan is ...
Job DescriptionThe Chief Legal and Compliance Officer (CLCO) will be responsible for legal affairs in a successful $100 million revenue educational technology company. Supported by a 29-lawyer shared ...
Job DescriptionInter-Con is seeking a Litigation Paralegal/ Compliance Officer to provide a broad range of corporate, regulatory and research support for the legal department. This includes, but is ...
Wilshire Associates is seeking a compliance officer reporting to the CCO and supporting senior legal and compliance personnel. The level will either be a senior analyst or associate, depending on the ...
Partners with department to design and deliver compliance education plans as appropriate. Participates in communication review for employee/ client and legislation communicating e.g. annual ...
Local travel required Overall StandardsThe Agency Compliance Officer is responsible for having a comprehensive understanding of the obligations and requirements set forth by broker dealer (BD) and ...
Compliance Officer , Hospital We are searching for the "go to" for everything compliance person, an exceptional compliance leader. Responsible for managing the implementation of corporate Ethics and ...
Senior Compliance Officer The responsibilities of this position primarily include executing BSA/AML compliance projects as they relate to delivery of products, services and customers. This position ...