(RECRUITER TO UPDATE) Reporting to the Chief Compliance Officer , the Compliance Specialist III (Investment Advisory & Safeguarding-Privacy Officer ) oversees all aspects of the compliance program for ...
Compliance Officer Responsibilities: * Oversee strategic vendor partnerships supporting all financial statement accounting, tax, and investor reporting operations for the firm s pooled investment ...
Regional Head of Compliance Officer Our client, a leading Private Equity company is seeking a 15 plus years experienced Regional Head of Compliance . The Regulatory Compliance team Americas manages ...
The Deputy Compliance Officer will support Ria's designated Compliance Officer in the development and implementation of the BSA/AML Compliance Program to ensure that Ria's operations comply with all ...
Advise executive and line management on emerging compliance issues and assist subordinates and line unit compliance officers in establishing policies, procedures, and controls. Major responsibilities
As such, we are looking for a Data Compliance Officer who will be responsible for overseeing data protection compliance requirements in the United States. EXPECTATIONS AND TASKS As the Data ...
Looking for 3 Sr Bank Compliance Officers . For banks located in Houston, Dallas and Abilene. Experienced with all bank compliance , BSA, AML, etc.. and all mortgage lending compliance . Must be able to ...
A premier Mortgage Lender is looking for a new Chief Compliance Officer and the position is 100% Remote. In this position you will have full autonomy to build out the organization's Compliance ...
Hybrid Remote- NYC/Greenwich, CT Our client, a prestigious Registered Investment Advisor, seeks a Compliance Officer . Highly visible role with growing team provides opportunity to work within a ...
Client Liaison and Compliance Officer Career Opportunity Your standout opportunity: Realize your important career growth goals when you join our leading Northeast Ohio wealth management and ...
The COVID-19 Compliance Officer will provide COVID-19 safety plan oversight and enforcement to onsite cast and crew. Essential Functions * Facilitate training and education on health and safety with ...
As a Lending Compliance Officer , You Will * Serves as the bank's Lending "Subject Matter Expert" (SME) necessary to provide compliance advice/recommendations and guidance to all Business Units ...
Compliance Officer About the Firm Firm Mission "Achieving Client Success through Research and Technology" Los Angeles Capital, the "Firm", is a global equity manager of assets for leading ...
Our client in the Walnut area is looking for a Sr. Compliance Auditor to be part of their audit team. This talented team provides independent assessments of the company's governance, risk management ...
Dual role with fellow Compliance Officer and Assistant Activities performed by the Agency Compliance Officer include, but are not limited to, the following: * Training and Compliance Resource
Reporting to the Chief Compliance Officer , the Compliance Officer will work cross-functionally to identify and manage regulatory risk and oversee a program to mitigate risk over a complex, evolving ...
JOB PURPOSE & IMPACT The General Counsel and Compliance Officer role is a key leadership position with overall strategic responsibilities for leading and managing the legal and compliance functions ...
Cancer Care Northwest is hiring a full-time Compliance Officer whos main responsibilities are 1) to oversee compliance related activities; 2) to provide strategy for risk assessment and reporting; 3) ...
Description About the RoleThe Compliance Officer is responsible for objectively reviewing, evaluating and providing guidance to the organization on compliance and privacy issues and concerns. This ...
Provide consulting and strategic services related to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal laws and ...
SHORELINE COMPLIANCE OFFICERNATURAL RESOURCE DEPARTMENTThe successful applicant must possess a high school diploma or equivalent, with additional course work in law enforcement. Additional college ...
CCCT, Inc. offers the only Certified Compliance Officer training for the cannabis industry. According to the NCIA, the average compliance officer earns 83k annually. Our online course can be ...
Description Northwest Kidney seeks Counsel/ Compliance Officer to manage and work collaboratively with cross-functional teams to address a broad array of legal issues. This position reports directly ...
THIS JOB WILL BE LOCATED IN SINCLAIR, WY. YOU MUST BE ABLE TO TRAVEL AND WORK AT THIS LOCATION FOR APPROXIMATELY SIX WEEKS. Supports and plays major role in COVID 19 Pandemic Plan to include, but not ...
System Security Compliance Officer 4 - Riverton, Utah Location: Riverton, UT Req. Number: 6133 Description System Security Compliance Officer : The System Security Compliance Officer 's role is to ...