... subsidiary of Jefferies Financial Group (NYSE: JEF). Essential Duties & Responsibilities: This position is for an ECM Compliance Officer, sitting in the Control
Compliance Officer-Ohio Are you an energetic compliance professional looking for your next opportunity? If so, PolicyWorks has an opportunity for you PolicyWorks is a national
Job Description and Responsibilities Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory ...
This position requires a high degree of confidentiality and the ability to research and process large amounts of information and make recommendations
Analyzes new and pending laws which will affect the Credit Union's current operations, develops and periodically reviews and updates the policies and
Responsible of Human Resources management of the unit including personnel counseling, maintenance of highly qualified nursing staff, and job
Work with the compliance subject matter experts and business units to develop and maintain the compliance risk-assessments for the applicable bank regulations within Compliance scope.
The Rabobank, N.A. Compliance Officer is responsible the implementation, oversight and ongoing support of the Bank's Compliance Program for all subject matters under the purview
The Compliance Officer directs the Compliance Program for the business unit and is responsible for the oversight of regulatory compliance related to HIPAA, Medicare Part
Manage the day-to-day operation of the Compliance Program • Maintain all regulatory required filings and registrations - initial, amendments and
Job description: Evaluate marketing materials across an array of investment strategies Proactively audit processes, practices and documents to identify discrepancies Ensure compliance with regulations and
... in New York and multiple hubs across the Americas, including San Francisco. Description Key responsibilities for the Atlanta-based Compliance Officer are: Participate in
In collaboration with GCC Senior Director, the Sr. GCC Officer will analyze, interpret and apply donor regulations, award terms and conditions, and
" is. This is who we are: honest, direct and always bringing an element of fun into our work. If you're ready to join the
Perform High Risk Reviews and assist with the SAR escalation process. Review branch filed CTRs and SARs for accuracy according to BSA/AML guidelines
Drafting clear and concise reports of the
POSITION SUMMARY: The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank’s Compliance Management Program. This position plans ...
... for policy development and training. The Compliance Officer will be responsible for supporting the following activities: Controls: Review and ensure that Compliance controls
Compliance Program and
We're responsible for helping
... in New York and multiple hubs across the Americas, including San Francisco. Description Key responsibilities for the San Francisco-based Compliance Officer are: Participate
Responsible for the maintenance and accuracy of the general ledger. • Performs
POSITION SUMMARY: The Compliance Officer is responsible for developing, implementing and administering all aspects of the Bank's Compliance Management Program. This position plans ...
Assist in various quality assurance activities, including but not limited to quarterly internal audits; • Provide data management and analysis for
The purpose of the Compliance Officer position is to coordinate the credit union's overall compliance with applicable rules, regulations, and statutory requirements ... compliance,
Work with program operations, finance and development staff to further develop and institutionalize IFAW’s government grants management plan
• Administer and continue to develop an effective means to ensure specific sales, distribution and marketing materials, RFI / RFP submissions and related client DDQs
Familiar with the requirements of EM 385-1-1, and have experience in the areas of hazard identification, safety compliance, and sustainability. QCM
Job Description and Responsibilities Interactive Brokers is looking for a motivated and talented compliance officer who is familiar with securities and commodities regulatory ...